2024 Annual Conference - Santa Fe New Mexico - 08/01/2024 to 08/03/2024
Kevin Tran Nelson Mullins Kevin assists clients in matters related to financial regulatory, FinTech, corporate and securities issues. He gained experience at the Federal Reserve Board in Washington, D.C., where he was a Financial Policy Analyst in the Capital and Regulatory Policy group in the Division of Supervision and Regulation. He also served the Board as the Policy Staff Adviser/Chief of Staff to the Deputy Director for Policy. In these roles, Kevin focused on developing regulations and guidance affecting banks and bank holding companies of all sizes, assisting the director with the day–to–day operations of the policy groups, and helping financial institutions and industry trade groups with regulatory interpretations. Experience Following is a selected sampling of matters and is provided for informational purposes only. Past success does not indicate the likelihood of success in any future matter. Experience ? Has provided guidance on financial regulatory compliance, including risk management, reporting, and BSA/AML/OFAC compliance obligations ? Has represented community bank clients serving as Eligible Lenders in Main Street Lending Program ? Has assisted clients with structuring programs to avoid state and federal money service business regulations and has represented clients seeking licenses as money transmitters at the state and federal level ? Has provided guidance to clients seeking de novo federal and state bank charters | |||
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